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Founded inInfinex Financial Group is a broker-dealer powerhouse that prides itself on an unwavering commitment to serving the interests of our clients. Personalized support and relationships matter to us. Because we are owned by banks, we are empowered to deliver top-notch support and services. Our entire thlmas is dedicated to helping you drive bottom-line revenue and build a strong wealth, investment and insurance program. Infinex headquarters are located in Meriden, CT. They maintain offices in Napa, CA and Virginia.
Is this your firm? Verify your profile. Last updated: December 26th, Data source: SEC filings. Infinex Investments, federally registered in , is a Registered Investment Advisor RIA in 47 state s with a licensed staff of advisors. This firm or an advisory affiliate has a disciplinary history see below.
Is this your firm? Verify your profile. Last updated: December 26th, Data source: SEC filings. Infinex Investments, federally registered in crittendrn, is a Registered Investment Advisor RIA in thomas crittenden infinex investments inc state s with a licensed staff of advisors. This firm or an advisory affiliate has a disciplinary history see.
Infinex Investments Is this your firm? Firm uses a transparent fee-only model. Firm has been federally registered for 13 years. The firm’s website is secure.
Firm does not have any misdemeanor convictions. Firm does not offer proprietary products. Firm does not have an attorney conflict. Firm does not accept performance-based fees. Firm does not perform side-by-side management. Firm does not receive soft dollar benefits. Firm provides mobile-friendly experience for their clients. Firm or an advisory affiliate was previously found guilty of making false statements, omissions, or being dishonest and unfair by a regulatory agency other than the SEC or CFTC.
The SEC or CFTC has previously entered an order against this firm or an advisory affiliate in connection with thomxs investment-related activity. Firm or an advisory affiliate was investnents involved in a violation of investment-related regulations by a regulatory agency other than the SEC or CFTC. Firm has a 12b-1 conflict and may thomas crittenden infinex investments inc incentivized to push mutual funds that generate lucrative trailing commissions for themselves when cheaper alternatives exist.
Firm is a broker-dealer, or is affiliated with one, and may be subject to compensation-related conflicts of. Firm is affiliated with an insurance company or agent who could be motivated to insure clients with products that generate high sales commissions when lower cost alternatives may exist. A regulatory agency other than the SEC or CFTC has previously found the firm or an advisory affiliate responsible for having an investment-related business have its authorization to do business denied, suspended, or revoked.
A regulatory agency other than the SEC or CFTC has previously entered an order against this firm or an advisory affiliate in connection with an investment-related activity. The firm, or a related person, trade investmente for themselves that they also recommend to their clients. Download PDF. Similar Trusted Firms Minimum Investment. Average Client Balance.
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